VCKVetComplianceKit

North Carolina new-hire forms

North Carolina Vet New-Hire Compliance Forms

North Carolina rules that affect staff acknowledgments and training records.

Verified · 2026-07-06

Safety-plan acknowledgments

North Carolina operates an OSHA-approved State Plan through the North Carolina Department of Labor, Occupational Safety and Health Division. OSHA's state-plan page says NC OSH covers private-sector workplaces in the state, except listed areas retained by federal OSHA, and that federal OSHA covers issues not covered by the North Carolina State Plan. For a private veterinary clinic, use North Carolina OSH as the enforcement agency for workplace safety unless the practice falls into a listed federal-retained category. 1

The NC OSH Division has adopted OSHA standards and also has unique standards in listed areas, including general industry, hazardous waste operations and emergency response, bloodborne pathogens, and non-ionizing radiation. Practice policy: keep the federal OSHA written programs in this kit as the floor, route inspections/complaints/recordkeeping questions to NCDOL OSH, and confirm any North Carolina-specific bloodborne-pathogens, hazardous-drug, communication-tower, or non-ionizing-radiation standard before relying on the federal baseline alone. 1

Controlled-substance access and records

North Carolina treats veterinarians as controlled-substance practitioners. The North Carolina Controlled Substances Act defines "practitioner" to include a veterinarian licensed, registered, or otherwise permitted to distribute, dispense, conduct research with, or administer controlled substances in the normal course of professional practice in North Carolina. "Dispense" includes prescribing, administering, packaging, labeling, or compounding necessary to prepare a controlled substance for delivery, and "dispenser" means a practitioner who dispenses. 2

State controlled-substance registration is a real North Carolina workstream for clinics/animal hospitals — but individual practitioners have a published waiver. DHHS Drug Control Unit guidance says all controlled-substance users must comply with both North Carolina and federal requirements and that all controlled-substance users shall register with the NC Drug Control Unit; its registration list includes Form DHHS 224-D Clinic Registration and annual clinic reregistration via Form DHHS 226-D, and the Drug Control Unit's regulatory page identifies both forms as covering animal hospitals — "Clinic Registration (incl. Animal Hospitals)" and "Clinic Renewal (incl. Animal Hospitals)". North Carolina's statute requires annual registration with DHHS for persons who manufacture, distribute, dispense, or conduct research with controlled substances, while also listing an exception for a practitioner licensed in North Carolina by the practitioner's licensing board. The administrative rules go further: the registration requirement "is waived for all physicians, dentists, podiatrists, pharmacists, optometrists and veterinarians practicing as individual practitioners and licensed in North Carolina by their respective boards to the extent authorized by their boards". (That waiver rule's carve-out cross-references G.S. 90-101(a1), which the current statute text shows as repealed effective July 22, 2019.) The practical trigger appears in the Veterinary Medical Board's own guidance, which describes NC-DCU as the agency that "registers and inspects facilities if two (2) or more veterinarians work out of the same cache of controlled drugs". Drafted workflow: a North Carolina-licensed veterinarian practicing as a solo individual practitioner falls within the published individual-practitioner waiver and should not be routed into clinic registration by default; a practice where two or more veterinarians work out of the same controlled-drug cache should run the NC-DCU clinic registration/reregistration workflow. Because the DCU webpage's blanket "all controlled substance users shall register" wording and the rule's individual-practitioner waiver read differently, obtain written confirmation from the NC Drug Control Unit before relying on the waiver for any structure that is not a plain solo-DVM individual practice. 3 4 5 6 7

Veterinary medical records: at least 3 years. North Carolina Veterinary Medical Board rules require veterinarians to keep written or computer-stored, easily retrievable records of animals treated, including pertinent medical data, vaccination dates/types, medical and surgical procedures on a daily basis, radiographs, and laboratory data. The same rule requires records to be kept for three years after the animal's last office visit or discharge from a veterinary facility, with companion-animal records maintained by individual animal. NCVMB's FAQ confirms that the three-year record set includes written notations, computerized/digital data, radiographs, communication logs, and laboratory reports. 8 9

X-ray and sharps handling

North Carolina veterinary x-ray equipment is regulated through the DHHS Radiation Protection Section / Radiology Compliance Branch. NCVMB links identify the DHHS Radiation Protection Section as the place for steps to install x-ray equipment and register a facility. 7

Register BEFORE the facility operates — the current rules front-load the paperwork. Under the registration rules readopted effective October 1, 2025, a Business Application form "shall be submitted prior to the operation of a facility or providing services in this State," and registration of the first radiation machine constitutes registration of the facility. For new installations of radiation machines for veterinary use (and structural modifications of existing installations), the floor plans, shielding specifications, and equipment arrangement must be reviewed by a registered service provider prior to construction, the shielding design must be submitted to the agency for review, and "[a] radiation machine shall not be installed until the applicant has received acknowledgment of the shielding design from the agency". Veterinary radiation machines must have an agency-acknowledged shielding design and a Radiation Machine Application form submitted within 30 days of use. (Shielding designs are not required to be submitted for mobile or portable radiographic and fluoroscopic machines used in more than two locations.) Drafted sequence: (1) Business Application before the facility operates; (2) registered-service-provider shielding review and agency acknowledgment before the machine is installed; (3) Radiation Machine Application within 30 days of use. 10 11

North Carolina DEQ regulates packaging, storage, transportation, treatment, and disposal of medical waste. "Medical waste" includes solid waste generated in the diagnosis, treatment, or immunization of human beings or animals, but excludes hazardous waste, radioactive waste, household waste, and excluded solid wastes. "Regulated medical waste" is narrower: untreated blood/body fluids in individual containers greater than 20 ml, microbiological waste, and pathological waste; DEQ says most medical waste may be handled as general solid waste and that regulated medical waste must be treated before disposal. 12

Sources

Verified against primary sources on 2026-07-06. Each entry shows its own check date.

  1. U.S. Department of Labor / OSHA — OSHA State Plan overview, coverage, standards — North Carolina State Plan. www.osha.gov/stateplans/nc checked 2026-07-06
  2. North Carolina General Assembly — G.S. 90-87(8), (9), (22), (27) — North Carolina Controlled Substances Act definitions. www.ncleg.gov/EnactedLegislation/Statutes/HTML/ByArticle/Chapter_90/Article_5.html checked 2026-07-06
  3. North Carolina Department of Health and Human Services / Drug Control Unit — NC-Drug Control Unit registration and FAQ — North Carolina Controlled Substances Act registration process. www.ncdhhs.gov/divisions/mental-health-developmental-disabilities-and-substance-use... checked 2026-07-06
  4. North Carolina Department of Health and Human Services / Drug Control Unit — Registration, storage, disposal, theft/loss, inspection FAQ — North Carolina Controlled Substances Regulatory. www.ncdhhs.gov/divisions/mental-health-developmental-disabilities-and-substance-use... checked 2026-07-06
  5. North Carolina General Assembly — G.S. 90-101(a), (a1), (b), (c)(6) — Annual registration and fee for controlled-substance activities. www.ncleg.gov/EnactedLegislation/Statutes/HTML/BySection/Chapter_90/GS_90-101.html checked 2026-07-06
  6. North Carolina Commission for Mental Health, Developmental Disabilities and Substance Use Services (official OAH-published rule text) — 10A NCAC 26E .0110(a) — Exemption of individual practitioners. reports.oah.state.nc.us/ncac/title%2010a%20-%20health%20and%20human%20services/chap... checked 2026-07-06
  7. North Carolina Veterinary Medical Board — 21 NCAC 66 .0207(b)(11)-(13), (18) — Minimum facility and practice standards. www.ncvmb.org/laws.php checked 2026-07-06
  8. North Carolina Veterinary Medical Board — Maintaining / Ownership of Patient Records — Public FAQ — maintaining/ownership of patient records. www.ncvmb.org/public.php?section=faq checked 2026-07-06
  9. North Carolina radiation protection rules, 10A NCAC 15 (official OAH-published rule text) — 10A NCAC 15 .0203(a), (c); history note — Application for registration process: general requirements for all facilities, radiation machines, and services provided. reports.oah.state.nc.us/ncac/title%2010a%20-%20health%20and%20human%20services/chap... checked 2026-07-06
  10. North Carolina radiation protection rules, 10A NCAC 15 (official OAH-published rule text) — 10A NCAC 15 .0204(b)(1), (b)(3), (b)(6), (c)(3); history note — Facility responsibilities — shielding design and facility registration. reports.oah.state.nc.us/ncac/title%2010a%20-%20health%20and%20human%20services/chap... checked 2026-07-06
  11. North Carolina Department of Environmental Quality — General information, definitions, regulated medical waste — Medical Waste Guidance and Interpretation. www.deq.nc.gov/about/divisions/waste-management/solid-waste-section/special-wastes-... checked 2026-07-06